FAU Undergraduate Student Research
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Legal and Ethical Aspects of Death Spiral Financing
Type: Text
Year: 2016, 2016, 2016, 2016
Member of: FAU Undergraduate Student Research
Contributors: Arflin, Cheryl, Marian, Alina, Office of Undergraduate Research and Inquiry
Publisher: Florida Atlantic University
Description: “Death Spiral Financing” refers to a certain type of
Private Investment in Public Equity (PIPE), generally
used by companies in financial trouble. I will show
how these “toxic” PIPEs usually lead to the devaluation
and even destruction of companies. While not
illegal, these transactions take advantage of loopholes
within the SEC regulations regarding disclosure
of securities purchases. I… more
Full Text: Legal and Ethical Aspects of Death Spiral Financing Alina Marian and Dr. Cheryl Arflin College of Business, Florida Atlantic University Issues Should the SEC expand its disclosure requirements regarding Private Investments in Public Equity ( PIPE) in …